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Compliance Advisory

  • Location: Canary Wharf
  • Salary: £90,000 - £110,000
  • Job type: Permanent
  • Job reference: NE172619A
  • Sector: Banking
Job Description

My client is a global banking institution. They have undergone some structural changes which has brought about a refreshed compliance advisory team. Based in Canary Wharf but currently working from home with greater flexibility expected post COVID.

The hiring manager for this position is a seasoned investment banking compliance advisor and a great person to learn from. 

This role will be a standalone compliance advisory position covering 70% Equities and 30% fixed income. You will be looking at structured products, fx and credit. You will be sitting in the securities sales and trading arm of the investment bank working with the front office to provide complex advisory services in line with regulations not limited to MAR & MIFID...

If you are working at an Investment bank and are looking to take the next step in your career and cover this interesting mix of Equities and Fixed income, please get in touch.

You responsibilities will be...

• Providing regulatory compliance and conduct insight and oversight

• conduct strategy that supports, an effective regulatory framework

• Providing regulatory advice and analysis.

• Assisting with the implementation of the conduct framework, including MI, reporting, governance, training and culture

• Helping identify potential or actual conduct and compliance risks.

please send your CV to

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