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Compliance Advisory

  • Location: London
  • Salary: £80,000 - £120,000
  • Job type: Permanent
  • Job reference: NE167754
  • Sector: Banking
Job Description

Markets Compliance Advisory

Investment Bank

London

£80,000 - £120,000

My client is global financial institution looking to add a VP level compliance advisory officer with wholesale banking compliance advisory experience.

The role

You will be tasked with mitigating risk for the wholesale banking team. You will act as a trusted adviser providing oversight to the markets division. Understanding new regulations and being involved with their implementation will also form a key part of your role.

You will be involved with the banks continuous improvement of regulatory oversight in a second line function. You must be a trusted SME around wholesale banking financial regulation. Providing expert guidance and input on regulatory risk and conduct risk will be a key part of your role. 

As a senior member of the team you will develop less experienced members of the team with the option of some managerial duties. You must also develop strong relationships across the front office.

Requirements

  • Wholesale banking compliance experience
  • MIFID, EMIR, MAR, trade & transaction reporting.
  • experience in a supervisory role
  • understanding of regulatory frameworks
  • excellent communication skills

Please contact me with your CV

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