Accessibility Links

Compliance Advisory

  • Location: London
  • Salary: £80,000 - £120,000
  • Job type: Permanent
  • Job reference: NE167754
  • Sector: Banking
Job Description

Markets Compliance Advisory

Investment Bank

London

£80,000 - £120,000

My client is global financial institution looking to add a VP level compliance advisory officer with wholesale banking compliance advisory experience.

The role

You will be tasked with mitigating risk for the wholesale banking team. You will act as a trusted adviser providing oversight to the markets division. Understanding new regulations and being involved with their implementation will also form a key part of your role.

You will be involved with the banks continuous improvement of regulatory oversight in a second line function. You must be a trusted SME around wholesale banking financial regulation. Providing expert guidance and input on regulatory risk and conduct risk will be a key part of your role. 

As a senior member of the team you will develop less experienced members of the team with the option of some managerial duties. You must also develop strong relationships across the front office.

Requirements

  • Wholesale banking compliance experience
  • MIFID, EMIR, MAR, trade & transaction reporting.
  • experience in a supervisory role
  • understanding of regulatory frameworks
  • excellent communication skills

Please contact me with your CV

Similar jobs
Compliance Analyst
  • Location London
  • Salary £50,000
  • Job type Permanent
  • Sector Banking
  • Description Compliance Analyst Energy Commodities
Equities Compliance VP
  • Location London
  • Salary £100,000
  • Job type Permanent
  • Sector Banking
  • Description Equities Compliance Advisory VP - £100,000 basic
Head of Compliance
  • Location London
  • Salary £90,000 - £100,000
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description My client is a unique lender based in Central London in that they provide lending solutions to assist those with legal divorce costs. They are looking to build the compliance function further due to
Compliance Advisory
  • Location London
  • Salary £90,000
  • Job type Permanent
  • Sector Banking , other Financial Services
  • Description brokerage seeking a markets compliance advisory officer
Related news