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Compliance Advisory - Asset Management

  • Location: Frankfurt
  • Salary: €80,000 - 110,000
  • Job type: Permanent
  • Job reference: 166674
  • Sector: Banking , Asset Management/Funds
Job Description

The Barclay Simpson European recruitment team are managing a Compliance Advisory vacancy on behalf of a US Asset Management who are undergoing significant growth and transformation - the European management are committed to doubling the size of their northern and southern European offices.

The asset management business is staffed globally with over 1,700 employees and managing over $350 billion AuM – their business is recognised locally and globally for their FICC expertise, as well as coverage of alternative investments.

A Compliance Advisory Officer will be responsible for handling all compliance topics related to sales, marketing and distribution material, including regulations deriving from BaFin. You will also interact with local business heads to contribute towards the launch of new products.

The successful candidate will play a pivotal role in the development of the Frankfurt operations and will closely support the German Head of Operations whilst managing compliance reporting to the EMEA Head of Compliance.

To be successful in this role candidates will need fluency in German and a strong experience within the asset management sector. Additional familiarity collaborating and managing regulatory compliance topics from BaFin is a significant advantage and a confident approach to international reporting and stakeholder management would be beneficial.

On offer is a salary of €80-110,000 + annual bonus and a comprehensive benefits package.

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