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Compliance Advisor

  • Location: City of London
  • Salary: £100,000 - £110,000
  • Job type: Contract/Temp
  • Job reference: TGB/172975
  • Sector: Banking , other Financial Services
Job Description

My client is a well known trading firm launching a new equities business line focusing on the small cap AIM listed market and needs to hire a Senior Equities advisory candidate with experience of the AIM market to assist them. 


This will be done as an initial 6 month fixed term contract but there is a good chance of this going permanent if it's a good fit on both sides (although this can't be guaranteed). The reason for this being a fixed term contract initially is the need to get someone onboard quickly to help lead on the compliance advisory side for this part of the business.


While general equities advisory experience will be considered it is the clear preference of the client to get someone who has prior experience of advising on AIM listed equities in particular.


The role will face off to the business and report to the Head of Compliance Advisory. It will take the lead for this side of the business and therefore have the opportunity to really make a big difference ot the firm and quickly generate a high profile within the business. 


Candidates will ideally have AIM market experience and a strong compliance advisory background.


The role will have the usual benefits you would get if you were a permanent employee and as mentioned has a good chance of staying on permanently.


This is a great role for someone who really wants to be able to make a difference to a firm and work closely with the front office.


They need to move quickly so please contact Tom Boulderstone on for further information or submit your CV for consideration ASAP.

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