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Compliance Adviser

  • Location: London
  • Salary: Up to £65,000
  • Job type: Permanent
  • Job reference: NC/171202
  • Sector: Asset Management/Funds
Job Description


I'm working with an excellent investment wrap platform who, following a slight restructure, are looking to recruit a Compliance Adviser. This role is responsible for delivering high quality and accurate regulatory advice to the business.

The role will focus on the rules surrounding Best Execution, client order handling and market infrastructure etc and will be the main point of contact for delivering advice in these areas to the business on the relevant rules and regulations. In addition to this, there will be opportunities to get involved in regulatory projects that involves the wider compliance team too.

My client would ideally want someone with the following experience;

  • Good working knowledge of FCA, PRA and European rules - in particular COBS, MiFID II, MiFIR etc
  • Practical knowledge and understanding of the UK regulatory environment
  • Demonstrable experience implementing regulatory change and providing high quality compliance advice in the Asset Management or Wealth Management sectors

The salary will be up to £65,000 and comes with a range of fantastic benefits too!

For further information please contact Nathan Coomber on or submit your CV for consideration.

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