Accessibility Links

Compliance Adviser

  • Location: London
  • Salary: Competitive
  • Job type: Permanent
  • Job reference: NC/169990
  • Sector: Asset Management/Funds
Job Description

 

My client, a market leading investment wrap platform, are seeking to recruit a Compliance Adviser to join their Corporate Compliance team.

 

The ideal candidate will come from another wrap platform or a small/medium sized Wealth Manager. Knowledge of the FCA Conduct of Business Rules / Conduct Risk as well as retail products such as ISAs and Pensions would be beneficial.

 

This is an exciting time to join a really well-regarded, vibrant firm with the opportunity to grow along with the business.

 

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

Similar jobs
Training & Competence Manager
  • Location London
  • Salary £55,000 - £65,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description T&C Manager role for large Financial Planning and Wealth Management firm
Compliance Monitoring Analyst
  • Location London
  • Salary Up to £65,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Compliance Monitoring Analyst vacancy for large Asset Manager based in the City
Compliance Senior Analyst - Advisory
  • Location London
  • Salary £55,000 - £65,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description US-based Wealth Manager needs Compliance Advisory person for UK & Europe-focused team in London
Compliance Manager
  • Location London
  • Salary Up to £50,000
  • Job type Permanent
  • Sector Asset Management/Funds
  • Description Well known High Street brand needs 2 Compliance Managers to join their Asset Management business near Southampton
Related news