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Compliance Adviser

  • Location: London
  • Salary: Competitive
  • Job type: Permanent
  • Job reference: NC/169990
  • Sector: Asset Management/Funds
Job Description

 

My client, a market leading investment wrap platform, are seeking to recruit a Compliance Adviser to join their Corporate Compliance team.

 

The ideal candidate will come from another wrap platform or a small/medium sized Wealth Manager. Knowledge of the FCA Conduct of Business Rules / Conduct Risk as well as retail products such as ISAs and Pensions would be beneficial.

 

This is an exciting time to join a really well-regarded, vibrant firm with the opportunity to grow along with the business.

 

For further information please contact Nathan Coomber on nc@barclaysimpson.com or submit your CV for consideration.

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