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Assistant Manager Regulatory Risk & Compliance - Boutique Consultancy

  • Location: London
  • Salary: £45,000 - £55,000
  • Job type: Permanent
  • Job reference: 170780
  • Sector: Insurance , Professional Services
Job Description

A boutique consultancy based in the city are looking to develop their practice with an Assistant Manager sitting in the Regulatory Risk & Compliance team. 

 

Responsibilities:

  • Working with a variety of clients to obtain FCA authorisation
  • Providing technical advice to clients on emerging regulation and issues
  • Compliance monitoring
  • AML reviews
  • Business development
  • Assisting with regulated client audits

 

Requirements:

  • 2+ years compliance experience within consultancy or in an advisory capacity 
  • Exposure to insurance necessary as the main focus of clientele will be insurance 
  • Good understanding of the FCA rules and regulations (SMCR, ICOBS, CASS etc)
  • Proactive and ability to work independently 

 

Salary: £45,000 - £55,000 + benefits

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