AML Compliance Officer

My client is a fast growing brokerage firm looking for an experienced Compliance and/or Financial Crime Officer to join their team to cover a broad role covering most areas of financial crime and AML as well as some more general regulatory compliance work. The most exciting aspect of this role is the opportunity to potentially take on the SMF17 over time and play a key part in helping the business grow.

They are going through a period of high growth and they are looking for someone who will enjoy this type of business as well as someone who will thrive in a small team interacting with senior management regularly.

The perfect candidate would be doing a similar role for another brokerage firm with exposure to CFD’s but they’re open minded what area of financial services the person will come from if they can demonstrate the breadth of exposure and cultural fit that they need.

This is a great opportunity to join a really exciting firm in a role where you will have real potential to take on the SMF17 role so is likely to be a very popular role. The client is looking to move quickly so if you’d like to be considered please either submit your CV for consideration or contact Tom Boulderstone on tgb@barclaysimpson.com for further information.