Compliance Monitoring Associate Director | Barclay Simpson


Compliance Monitoring Associate Director

  • London
  • £90,000
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Job Title: Associate Director of Compliance Monitoring

Company: Investment Bank

Job Description:

My Investment Bank client is seeking a highly motivated and experienced Associate Director of Compliance Monitoring to join their team. The successful candidate will have a key role in performing desk and thematic monitoring reviews, with a focus on the banking/markets businesses.

Key Responsibilities:

  • Provide an active advisory and monitoring service in relation to regulatory requirements,
  • Conduct desk and thematic reviews to assess compliance with relevant regulations and policies
  • work across banking and markets areas of the bank
  • Identify and assess compliance risks within the banking business
  • Develop and implement monitoring plans to address identified risks
  • Communicate findings and recommendations to senior management and business units
  • Collaborate with business units to ensure compliance policies and procedures are being followed
  • Stay current on regulatory developments and industry best practices


  • Experience in audit, compliance monitoring or assurance at an investment bank
  • Strong understanding of banking regulations and compliance requirements
  • Strong analytical and problem-solving skills
  • Excellent communication and presentation skills
  • Leadership experience and ability to manage a team
  • Bachelor’s degree in finance, business, or a related field

This is an excellent opportunity to advance your career in compliance within a dynamic and fast-paced investment bank environment.

My client offers up to £90,000 on the base with remote working.

Please contact me with your CV for more information

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