My client is an innovative and fast growing independent broker of exchange traded futures and options and Foreign Exchange with a reputation for excellence. Based in the heart of the City, the company also has offices overseas and is looking to incre .... more details
This financial services firm seeks a Compliance Monitoring Assistant for a six month fixed-term contract. The main focus of the role is to monitor internal and external events across the company’s business in order to ensure regulatory requirements a .... more details
My client is a successful alternative investment management company with a new requirement for a Compliance Manager to join its team. The role will join the Legal and Compliance function and report to the Head of Legal and Compliance but will have ma .... more details
A new vacancy for an Interim Head of Compliance has arisen at this asset management firm. The main focus of the role will be to provide oversight of the compliance function and fully embed a robust compliance culture.
Main duties will include:
M .... more details
This large financial services institution is currently looking for a Treasury Monitoring Manager on a contract basis. The main focus of the role is to plan, manage and execute a risk-based compliance monitoring programme covering the firms Treasury t .... more details
My client is a leading financial services provider with a reputation for excellence and for being a market leader in its field. It now has a new requirement for a Senior Compliance Adviser to join the team.
The role will involve actively contribut .... more details
A new requirement for a Regulatory Consultant has arisen at this international investment bank. The role will be short-term and likely to last for two months initially. The main focus of the role will be to provide advice and guidance on FSA prudenti .... more details
A premier investment bank is expanding rapidly and is seeking a Senior Compliance Officer. This is an excellent opportunity for an experienced compliance professional to provide oversight and management of the compliance advisory team. You will be ex .... more details
Our client is a leading FTSE 100 financial services company with an excellent reputation and market presence. In line with their continued expansion in Compliance, they are now looking to recruit a Compliance Officer to join their London team and to .... more details
My client is a global investment manager and they are currently recruiting an Assistant Manager for their Business Compliance team. The role is to cover a period of maternity leave and is likely to be for six months to a year and candidates must be .... more details
